Generica SOX is an end-to-end solution for managing SOX compliance operation, including Risks and Controls Matrix Management (RCAM), walk through, test plan and full tests conducting. The system includes management capabilities for the business and IT controls as well, giving different types of users management dashboards to control reviewing, changing and testing processes . Generica’s SOX Compliance management can be implemented as an independent solution or integrated to multi regulations management system.

SOX Compliance Management in Your Natural Working Environment

The product brings SOX Compliance functionality right into users’ natural working environment – MS Word, MS Excel, PDF and email, and increases user productivity while helping to ensure SEC Compliance. Generica SOX Management includes pre-defined solution and best practice, but it can be customized to the company processes and needs.

Unlike other SOX compliance solutions, Generica does not require companies to make expensive shifts into new environments and does not require the employees to turn away from their natural environments. Testers, Process Owners and SOX leaders can keep use Excel and Word as the main SOX tool.

Features

To achieve full coverage of SOX compliance, the following functionality is covered:

• Systems catalog management
• Business processes/sub process catalog management
• Risk and Controls catalogs and matrix
• Gap analysis/Test of one/Walk trough
• Compliance matrix – Processes/Risks/Controls
• Yearly tests planning
• Prepare Testing working paper
• Tests & Roll forward conducting
• Reports Generation
• Failed controls & Findings management
• Management dashboards & graphs (SOX PMO, SOX Leader, Process Owner)
• Users and groups management
• Powerful and flexible permissions
• Full audit trail and history
• Users and groups management